Form 4 for CSWC CAPITAL SOUTHWEST CORP
Accepted 2022-11-03 00:00:00 ET · period of report 2022-11-03 · accession 0000017313-22-000100 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2022-11-03 | 2022-11-03 | CSWC | BATTIST CHRISTINE | Dir | P - Purchase | $18.99 | +510 | 2,931 | +21% | +$9,685 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-11-03 | P | A | 510 | $18.99 | 2,931 | I By Trust | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $18.965 to $19.01, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. (F2) Shares held by Trust Agreement of Christine Sue Battist dated August 13, 2007. |