Form 4 for CSWC CAPITAL SOUTHWEST CORP
Accepted 2023-02-06 00:00:00 ET · period of report 2023-02-06 · accession 0000017313-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-02-06 | 2023-02-06 | CSWC | Rogers-Windsor Ramona Lynn | Dir | P - Purchase | $19.69 | +500 | 7,907 | +7% | +$9,845 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-06 | P | A | 500 | $19.69 | 7,907.03 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $19.65 to $19.70, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |