Form 4 for CSWC CAPITAL SOUTHWEST CORP
Accepted 2023-06-13 00:00:00 ET · period of report 2023-06-09 · accession 0000017313-23-000060 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-06-13 | 2023-06-09 | CSWC | Sarner Michael Scott | CFO | A - Grant | $0.00 | +59.9K | 367.2K | +20% | $0 | |
| 2023-06-13 | 2023-06-10 | CSWC | Sarner Michael Scott | CFO | F - Tax | $19.86 | -12.5K | 354.6K | -3% | -$248.8K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-06-09 | A | A | 59,928 | $0.00 | 367,152.70 | D | — | — | |
| 2 | Common | Common Stock | 2023-06-10 | F | D | 12,527 | $19.86 | 354,625.70 | D | — | — |