Form 4 for CSWC CAPITAL SOUTHWEST CORP
Accepted 2024-06-04 00:00:00 ET · period of report 2024-06-03 · accession 0000017313-24-000037 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2024-06-04 | 2024-06-03 | CSWC | Thomas William R III | Dir | G - Gift | $0.00 | -8,217 | 4,661 | -64% | $0 | |
| 2024-06-04 | 2024-06-03 | CSWC | Thomas William R III | Dir | P - Purchase | $25.87 | +9,400 | 14.1K | +202% | +$243.2K |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-03 | G | D | 8,217 | $0.00 | 4,661 | D | — | — | |
| 2 | Common | Common Stock | 2024-06-03 | P | A | 9,400 | $25.87 | 14,061 | D | — | — | (F1) The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $25.8462 to $25.90, inclusive. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares and prices at which the transaction was effected. |