Form 4 for CSWC CAPITAL SOUTHWEST CORP
Accepted 2024-06-11 00:00:00 ET · period of report 2024-06-09 · accession 0000017313-24-000041 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2024-06-11 | 2024-06-09+ | CSWC | Sarner Michael Scott | CFO | F - Tax | $26.13 | -18.3K | 334.4K | -5% | -$479.0K |
| 2024-06-11 | 2024-06-10 | CSWC | Sarner Michael Scott | CFO | A - Grant | $0.00 | +75.0K | 409.4K | +22% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-06-09 | F | D | 4,723 | $26.13 | 348,033.70 | D | — | — | |
| 2 | Common | Common Stock | 2024-06-10 | F | D | 13,607 | $26.13 | 334,426.70 | D | — | — | |
| 3 | Common | Common Stock | 2024-06-10 | A | A | 75,000 | $0.00 | 409,426.70 | D | — | — |