Form 4 for CSWC CAPITAL SOUTHWEST CORP
Accepted 2025-06-10 00:00:00 ET · period of report 2025-06-09 · accession 0000017313-25-000055 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| M | 2025-06-10 | 2025-06-09+ | CSWC | Sarner Michael Scott | Pres, CEO, Dir | F - Tax | $21.29 | -19.0K | 470.5K | -4% | -$403.9K |
| 2025-06-10 | 2025-06-09 | CSWC | Sarner Michael Scott | Pres, CEO, Dir | A - Grant | $0.00 | +80.0K | 485.8K | +20% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2025-06-09 | F | D | 3,648 | $21.06 | 405,778.70 | D | — | — | |
| 2 | Common | Common Stock | 2025-06-10 | F | D | 15,319 | $21.35 | 470,459.70 | D | — | — | |
| 3 | Common | Common Stock | 2025-06-09 | A | A | 80,000 | $0.00 | 485,778.70 | D | — | — |