Form 4 for CSWC CAPITAL SOUTHWEST CORP

Accepted 2026-06-10 16:56:33 ET · period of report 2026-06-09 · accession 0000017313-26-000064 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
M	2026-06-10 16:56	2026-06-09+	CSWC	Sarner Michael Scott	Pres, CEO, Dir	F - Tax	$23.40	-25.5K	587.7K	-4%	-$596.0K
	2026-06-10 16:56	2026-06-09	CSWC	Sarner Michael Scott	Pres, CEO, Dir	A - Grant	$0.00	+140.0K	599.4K	+30%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2026-06-09	F	D	13,765	$23.28	459,389.34	D	—	—	(F1) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.
2	Common	Common Stock	2026-06-09	A	A	140,000	$0.00	599,389.34	D	—	—	(F2) Shares issued under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan.
3	Common	Common Stock	2026-06-10	F	D	11,705	$23.54	587,684.34	D	—	—	(F1) Shares withheld for payment of tax liability upon vesting of restricted shares granted under the Capital Southwest Corporation 2021 Employee Restricted Stock Award Plan. This withholding transaction was approved by the Compensation Committee of Capital Southwest's Board of Directors in accordance with Rule 16b-3(d)(1) of the Securities Exchange Act of 1934 (the "Act"), and as such, the sale is exempt from section 16(b) of the Act pursuant to Rule 16b-3(e) promulgated thereunder.