Form 4 for LUMN Lumen Technologies, Inc.
Accepted 2023-04-03 00:00:00 ET · period of report 2023-03-30 · accession 0000018926-23-000033 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-04-03 | 2023-03-30 | LUMN | Johnson Kathleen E | Pres, CEO, Dir | D - Sale to Iss | $0.00 | -2.19M | 1.96M | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-30 | D | D | 2,189,781 | $0.00 | 1,958,811 | D | — | — | (F1) Reflects the cancellation of a grant of performance-based restricted stock previously reported on a Form 4 filed by the Reporting Person on March 3, 2023. A new grant of these shares of performance-based restricted stock will be effective following the Issuer's 2023 annual meeting of stockholders (the "Meeting") if the stockholders approve the Issuer's Second Amended and Restated 2018 Equity Incentive Plan at the Meeting. Vesting of the performance-based stock will be dependent upon the extent to which the three-year performance metrics for the award are achieved, with any earned shares vesting on March 1, 2026. |