Form 4 for LUMN Lumen Technologies, Inc.
Accepted 2023-11-29 00:00:00 ET · period of report 2023-11-27 · accession 0000018926-23-000110 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2023-11-29 | 2023-11-27 | LUMN | Johnson Kathleen E | Pres, CEO, Dir | G - Gift | $0.00 | +1.19M | 1.19M | New | $0 |
| 2023-11-29 | 2023-11-27 | LUMN | Johnson Kathleen E | Pres, CEO, Dir | G - Gift | $0.00 | -1.19M | 3.88M | -23% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-27 | G | A | 1,188,725 | $0.00 | 1,188,725 | I | — | — | (F1) Represents the reporting person's transfer of 1,188,725 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. |
| 2 | Common | Common Stock | 2023-11-27 | G | D | 1,188,725 | $0.00 | 3,883,714 | D By Spousal Trust | — | — | (F1) Represents the reporting person's transfer of 1,188,725 shares of the Issuer's common stock for estate planning purposes to an irrevocable trust for the benefit of her spouse and children. |