Form 4 for CNA CNA FINANCIAL CORP
Accepted 2023-03-17 00:00:00 ET · period of report 2023-03-15 · accession 0000021175-23-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-03-17 | 2023-03-15 | CNA | Aguinaga Elizabeth Ann | EVP, Chief HR Off | F - Tax | $36.84 | -8,690 | 56.5K | -13% | -$320.1K | |
| 2023-03-17 | 2023-03-15 | CNA | Aguinaga Elizabeth Ann | EVP, Chief HR Off | A - Grant | $0.00 | +20.1K | 65.2K | +45% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-03-15 | F | D | 8,690 | $36.84 | 56,502 | D | — | — | |
| 2 | Common | Common Stock | 2023-03-15 | A | A | 20,093 | $0.00 | 65,192 | D | — | — | (F1) The Company's Incentive Compensation Plan (as amended and restated as of January 1, 2020) provides for the issuance of CNA Financial Corporation's common stock under the Performance Share Plan (PSP) awards based upon achievement of predetermined financial goals for the 2022 performance cycle. 20.093 PSP shares were achieved and will cliff vest on March 15, 2025. No performance share unit shall vest on such vesting date unless the reporting person has been continuously employed by CNA Financial Corporation from the grant date until such vesting date except as otherwise specified in award terms and employment agreement, if any. (F2) The Reporting Person received the CNAF shares at no cost. |