Form 4 for CIA CITIZENS, INC.
Accepted 2023-04-04 00:00:00 ET · period of report 2023-03-31 · accession 0000024090-23-000032 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-04-04 | 2023-03-31 | CIA | Mauldin Robert M III | VP, CMO | M - OptEx | $0.00 | +6,187 | 77.1K | +9% | $0 |
| D | 2023-04-04 | 2023-03-31 | CIA | Mauldin Robert M III | VP, CMO | F - Tax | $3.71 | -1,807 | 75.3K | -2% | -$6,704 |
| D | 2023-04-04 | 2023-03-31 | CIA | Mauldin Robert M III | VP, CMO | A - Grant | $0.00 | +38.0K | 38.0K | New | $0 |
| D | 2023-04-04 | 2023-03-31 | CIA | Mauldin Robert M III | VP, CMO | M - OptEx | $0.00 | -6,187 | 12.4K | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Citizens, Inc. Class A Common Stock | 2023-03-31 | M | A | 6,187 | $0.00 | 77,146 | D | — | — | |
| 2 | Common | Citizens, Inc. Class A Common Stock | 2023-03-31 | F | D | 1,807 | $3.71 | 75,339 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2023-03-31 | A | A | 38,005 | $0.00 | 38,005 | D | — · — to — | 38,005 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. (F4) On March 31, 2023, the reporting person was granted an award of restricted stock units, vesting in three equal annual installments on the first anniversary of the date of the grant (March 31, 2024) and the second anniversary of the date of the grant (March 31, 2025) and the third anniversary of the date of the grant (March 31, 2026). |
| 4 | Derivative | Restricted Stock Units | 2023-03-31 | M | D | 6,187 | $0.00 | 12,374 | D | — · — to — | 6,187 Class A Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. (F2) On March 31, 2022, the reporting person was granted an award of restricted stock units, vesting in three equal annual installments on the first anniversary of the date of the grant (March 31, 2023) and the second anniversary of the date of the grant (March 31, 2024) and the third anniversary of the date of the grant (March 31, 2025). |