Form 4 for CIA CITIZENS, INC.
Accepted 2024-07-02 00:00:00 ET · period of report 2024-04-01 · accession 0000024090-24-000122 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-07-02 | 2024-04-01+ | CIA | Shields Gerald | Dir | L - Small Acq | $2.41 | +2,454 | 187.1K | +1% | +$5,921 |
| DM | 2024-07-02 | 2024-06-28 | CIA | Shields Gerald | Dir | F - Tax | $2.72 | -28.8K | 219.1K | -12% | -$78.2K |
| DM | 2024-07-02 | 2024-06-28 | CIA | Shields Gerald | Dir | M - OptEx | — | +118.1K | 229.4K | +106% | — |
| DM | 2024-07-02 | 2024-06-28 | CIA | Shields Gerald | Dir | M - OptEx | $0.00 | -118.1K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Citizens, Inc. Class A Common Stock | 2024-05-03 | L | A | 888.40 | $2.22 | 186,486.87 | D | — | — | |
| 2 | Common | Citizens, Inc. Class A Common Stock | 2024-04-01 | L | A | 903.18 | $2.18 | 185,598.47 | D | — | — | |
| 3 | Common | Citizens, Inc. Class A Common Stock | 2024-06-28 | F | D | 18,469 | $2.72 | 276,470.96 | D | — | — | |
| 4 | Common | Citizens, Inc. Class A Common Stock | 2024-06-28 | M | A | 75,845 | — | 294,939.96 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. |
| 5 | Common | Citizens, Inc. Class A Common Stock | 2024-06-28 | F | D | 10,284 | $2.72 | 219,094.96 | D | — | — | |
| 6 | Common | Citizens, Inc. Class A Common Stock | 2024-06-28 | M | A | 42,230 | — | 229,378.96 | D | — | — | (F2) Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. |
| 7 | Common | Citizens, Inc. Class A Common Stock | 2024-05-31 | L | A | 662.09 | $2.99 | 187,148.96 | D | — | — | |
| 8 | Derivative | Restricted Stock Units | 2024-06-28 | M | D | 42,230 | $0.00 | 0 | D | — · — to — | 42,230 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. (F3) On March 31, 2023, the reporting person was granted an award of restricted stock units (RSUs). These RSUs fully accelerated and vested upon the reporting person's retirement on June 30, 2024. |
| 9 | Derivative | Restricted Stock Units | 2024-06-28 | M | D | 75,845 | $0.00 | 0 | D | — · — to — | 75,845 Class A Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of Citizens, Inc. Class A common stock. (F4) On March 28, 2024, the reporting person was granted an award of RSUs under the Citizens, Inc. Omnibus Incentive Plan for 2023 pay-for-performance. These RSUs fully accelerated and vested upon the reporting person's retirement on June 30, 2024. |