Form 4 for DLX DELUXE CORP
Accepted 2021-11-29 00:00:00 ET · period of report 2021-11-26 · accession 0000027996-21-000198 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-29 | 2021-11-26 | DLX | McCarthy Barry C | Pres, CEO, Dir | M - OptEx | — | +32.7K | 70.1K | +88% | — |
| D | 2021-11-29 | 2021-11-26 | DLX | McCarthy Barry C | Pres, CEO, Dir | F - Tax | $35.43 | -16.1K | 54.0K | -23% | -$570.1K |
| D | 2021-11-29 | 2021-11-26 | DLX | McCarthy Barry C | Pres, CEO, Dir | M - OptEx | $0.00 | -32.7K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-26 | M | A | 32,706 | — | 70,069 | D | — | — | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 2 | Common | Common Stock | 2021-11-26 | F | D | 16,092 | $35.43 | 53,977 | D | — | — | (F2) Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock units. |
| 3 | Derivative | Restricted Stock Unit | 2021-11-26 | M | D | 32,706 | $0.00 | 0 | D | $0.00 · — to 2021-11-26 | 32,706 Common Stock | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. (F3) Restricted Stock Units were granted on 11/26/2018 under the Company's Long Term Incentive Plan and vest pursuant to the following schedule: 20% on the first anniversary, 40% on the second anniversary, and 40% on the third anniversary of the date of grant. Subject to certain exceptions, vesting is contingent upon the holder remaining in the employ of the Company through such dates. |