Form 4 for DLX DELUXE CORP
Accepted 2023-01-31 00:00:00 ET · period of report 2023-01-28 · accession 0000027996-23-000011 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-01-31 | 2023-01-28 | DLX | McCarthy Barry C | Pres, CEO, Dir | M - OptEx | $0.00 | +5,108 | 89.4K | +6% | $0 |
| D | 2023-01-31 | 2023-01-28 | DLX | McCarthy Barry C | Pres, CEO, Dir | F - Tax | $19.99 | -2,727 | 86.7K | -3% | -$54.5K |
| D | 2023-01-31 | 2023-01-28 | DLX | McCarthy Barry C | Pres, CEO, Dir | M - OptEx | $0.00 | -5,108 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-01-28 | M | A | 5,108 | $0.00 | 89,401 | D | — | — | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 2 | Common | Common Stock | 2023-01-28 | F | D | 2,727 | $19.99 | 86,674 | D | — | — | |
| 3 | Derivative | Restricted Stock Unit | 2023-01-28 | M | D | 5,108 | $0.00 | 0 | D | $0.00 · 2023-01-28 to 2023-01-28 | 5,108 Common Stock | (F3) Restricted Stock Units awarded under the Company's Long-Term Incentive Plan resulting from an advance election by the holder to receive a portion of the holder's 2020 annual incentive compensation in restricted stock units, which units vested and were converted into common stock on the second anniversary of the date of grant. |