Form 4 for DLX DELUXE CORP
Accepted 2023-02-21 00:00:00 ET · period of report 2023-02-16 · accession 0000027996-23-000046 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-02-21 | 2023-02-16+ | DLX | McCarthy Barry C | Pres, CEO, Dir | F - Tax | $19.35 | -13.2K | 100.3K | -12% | -$254.6K |
| DM | 2023-02-21 | 2023-02-16+ | DLX | McCarthy Barry C | Pres, CEO, Dir | M - OptEx | $0.00 | +26.7K | 102.6K | +35% | $0 |
| DM | 2023-02-21 | 2023-02-16+ | DLX | McCarthy Barry C | Pres, CEO, Dir | M - OptEx | $0.00 | -26.7K | 52.0K | -34% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-16 | F | D | 8,534 | $19.48 | 95,485 | D | — | — | (F2) Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock units. |
| 2 | Common | Common Stock | 2023-02-16 | M | A | 17,345 | $0.00 | 104,019 | D | — | — | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 3 | Common | Common Stock | 2023-02-19 | M | A | 4,603 | $0.00 | 100,088 | D | — | — | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 4 | Common | Common Stock | 2023-02-19 | F | D | 2,265 | $19.11 | 97,823 | D | — | — | (F2) Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock units. |
| 5 | Common | Common Stock | 2023-02-19 | M | A | 4,794 | $0.00 | 102,617 | D | — | — | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 6 | Common | Common Stock | 2023-02-19 | F | D | 2,359 | $19.11 | 100,258 | D | — | — | (F2) Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock units. |
| 7 | Derivative | Restricted Stock Unit | 2023-02-19 | M | D | 4,794 | $0.00 | 4,794 | D | $0.00 · — to 2024-02-19 | 4,794 Common Stock | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 8 | Derivative | Restricted Stock Unit | 2023-02-19 | M | D | 4,603 | $0.00 | 0 | D | $0.00 · — to 2023-02-19 | 4,603 Common Stock | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 9 | Derivative | Restricted Stock Unit | 2023-02-16 | M | D | 17,345 | $0.00 | 52,035 | D | $0.00 · — to 2026-02-16 | 17,345 Common Stock | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |