Form 4 for DLX DELUXE CORP
Accepted 2024-02-16 00:00:00 ET · period of report 2024-02-14 · accession 0000027996-24-000038 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-02-16 | 2024-02-15 | DLX | McCarthy Barry C | Pres, CEO, Dir | F - Tax | $20.81 | -23.1K | 156.4K | -13% | -$480.1K |
| D | 2024-02-16 | 2024-02-15 | DLX | McCarthy Barry C | Pres, CEO, Dir | M - OptEx | $0.00 | +46.9K | 179.5K | +35% | $0 |
| D | 2024-02-16 | 2024-02-15 | DLX | McCarthy Barry C | Pres, CEO, Dir | M - OptEx | $0.00 | -46.9K | 93.8K | -33% | $0 |
| D | 2024-02-16 | 2024-02-14 | DLX | McCarthy Barry C | Pres, CEO, Dir | A - Grant | $0.00 | +137.8K | 137.8K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-02-15 | F | D | 23,069 | $20.81 | 156,422 | D | — | — | (F2) Transaction reflects withholding of shares to satisfy tax liabilities associated with vesting of restricted stock units. |
| 2 | Common | Common Stock | 2024-02-15 | M | A | 46,888 | $0.00 | 179,491 | D | — | — | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 3 | Derivative | Restricted Stock Unit | 2024-02-15 | M | D | 46,888 | $0.00 | 93,777 | D | $0.00 · — to 2026-02-15 | 46,888 Common Stock | (F1) Transaction reflects vesting and conversion into shares on a one-for-one basis of restricted stock units previously awarded. |
| 4 | Derivative | Restricted Stock Unit | 2024-02-14 | A | A | 137,845 | $0.00 | 137,845 | D | $0.00 · — to 2027-02-14 | 137,845 Common Stock | (F3) Restricted stock units granted under the Company's Stock Incentive Plan that vest in equal one-third increments on the first three anniversaries of date of grant. Upon vesting, each unit is converted into a share of common stock. Subject to certain exceptions, vesting is contingent upon continued employment. |