Form 4 for BOOM DMC Global Inc.
Accepted 2022-03-03 00:00:00 ET · period of report 2022-02-26 · accession 0000034067-22-000027 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-03-03 | 2022-02-26 | BOOM | SHEPSTON MICHELLE H | CLO | F - Tax | $31.97 | -268 | 18.0K | -1% | -$8,568 |
| DM | 2022-03-03 | 2022-02-26 | BOOM | SHEPSTON MICHELLE H | CLO | M - OptEx | $0.00 | +291 | 18.1K | +2% | $0 |
| DM | 2022-03-03 | 2022-02-26 | BOOM | SHEPSTON MICHELLE H | CLO | M - OptEx | $0.00 | -291 | 3,281 | -8% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-26 | F | D | 24 | $31.97 | 18,042 | D | — | — | (F1) Represents withholding of shares to satisfy tax obligations upon the vesting of the underlying award. |
| 2 | Common | Common Stock | 2022-02-26 | M | A | 125 | $0.00 | 18,167 | D | — | — | |
| 3 | Common | Common Stock | 2022-02-26 | F | D | 125 | $31.97 | 18,042 | D | — | — | (F1) Represents withholding of shares to satisfy tax obligations upon the vesting of the underlying award. |
| 4 | Common | Common Stock | 2022-02-26 | M | A | 47 | $0.00 | 18,066 | D | — | — | |
| 5 | Common | Common Stock | 2022-02-26 | M | A | 119 | $0.00 | 18,138 | D | — | — | |
| 6 | Common | Common Stock | 2022-02-26 | F | D | 119 | $31.97 | 18,019 | D | — | — | (F1) Represents withholding of shares to satisfy tax obligations upon the vesting of the underlying award. |
| 7 | Derivative | Deferred Stock | 2022-02-26 | M | D | 125 | $0.00 | 3,156 | D | — · — to — | 125 Common Stock | (F2) Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock. (F7) The Deferred Stock will be delivered to the reporting person in equal amounts annually over 3 years beginning March 1, 2023 if employed, or in a lump sum upon separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock. |
| 8 | Derivative | Performance Share Units | 2022-02-26 | M | D | 47 | $0.00 | 119 | D | — · — to — | 47 Common Stock | (F5) Each Performance Share Unit ("PSU") represents the contingent right to receive one share of the Issuer's common stock based on certain vesting conditions. (F6) On February 26, 2019, 1,830 PSUs were granted and the vesting and award of Issuer's common stock was contingent upon achievement of specified performance targets over the three year period from 2019 through 2021, with potential to earn a number of shares of common stock between 0% and 200% of the number of target PSUs awarded. The Issuer determined that 47 PSUs vested based on performance conditions. |
| 9 | Derivative | Deferred Stock | 2022-02-26 | M | D | 119 | $0.00 | 3,281 | D | — · — to — | 119 Common Stock | (F2) Each vested share of Deferred Stock represents the right to receive one share of the Issuer's common stock. (F3) 3,661 shares of Deferred Stock were granted on February 26, 2019, and vest in equal amounts over 3 years on the grant date anniversary. (F4) The Deferred Stock will be delivered to the reporting person in equal amounts annually over 2 years beginning March 1, 2027 if employed, or in a lump sum upon separation from service. The reporting person may transfer the Deferred Stock into an alternative investment six months and one day following vesting of the Deferred Stock. |