Form 4 for FITB Fifth Third Bancorp
Accepted 2022-02-09 00:00:00 ET · period of report 2022-02-07 · accession 0000035527-22-000053 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-02-09 | 2022-02-07 | FITB | CARMICHAEL GREG D | CEO, COB, Dir | F - Tax | $48.32 | -88.1K | 657.5K | -12% | -$4.26M |
| D | 2022-02-09 | 2022-02-09 | FITB | CARMICHAEL GREG D | CEO, COB, Dir | S - Sale+OE | $49.21 | -67.7K | 589.8K | -10% | -$3.33M |
| D | 2022-02-09 | 2022-02-07 | FITB | CARMICHAEL GREG D | CEO, COB, Dir | M - OptEx | $16.15 | +141.4K | 745.6K | +23% | +$2.28M |
| D | 2022-02-09 | 2022-02-07 | FITB | CARMICHAEL GREG D | CEO, COB, Dir | M - OptEx | $0.00 | -141.4K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-02-07 | F | D | 88,123 | $48.32 | 657,507 | D | — | — | |
| 2 | Common | Common Stock | 2022-02-09 | S | D | 67,687 | $49.21 | 589,820 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. The shares were sold in multiple transactions at prices ranging from $49.10 to $49.38, inclusive. The reporting person undertakes to provide to Fifth Third Bancorp, any of its security holders or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote to this Form 4. |
| 3 | Common | Common Stock | 2022-02-07 | M | A | 141,447 | $16.15 | 745,630 | D | — | — | |
| 4 | Derivative | Stock Appreciation Rights | 2022-02-07 | M | D | 141,447 | $0.00 | 0 | D | $16.15 · 2013-04-16 to 2023-04-16 | 141,447 Common Stock | (F3) Granted pursuant to Fifth Third Bancorp Incentive Compensation Plan. No consideration paid. (F2) Indicates grant date. Stock appreciation rights are exercisable in fourths beginning on the first anniversary of the grant date with one-fourth of the total grant vesting annually over a four-year period. |