Form 4 for GE GE Aerospace
Accepted 2023-05-12 00:00:00 ET · period of report 2023-05-10 · accession 0000040545-23-000143 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-05-12 | 2023-05-10 | GE | Strazik Scott | SVP | M - OptEx | $0.00 | +209.5K | 72.2K | New | $0 |
| D | 2023-05-12 | 2023-05-10 | GE | Strazik Scott | SVP | S - Sale+OE | $99.56 | -173.9K | 56.0K | -76% | -$17.31M |
| DM | 2023-05-12 | 2023-05-10 | GE | Strazik Scott | SVP | M - OptEx | $0.00 | -209.5K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-05-10 | M | A | 9,334 | $0.00 | 188,014 | D | — | — | |
| 2 | Common | Common Stock | 2023-05-10 | M | A | 76,731 | $0.00 | 148,934 | D | — | — | |
| 3 | Common | Common Stock | 2023-05-10 | S | D | 173,873 | $99.56 | 56,049 | D | — | — | (F1) The price reported is a weighted average price. These shares were sold in multiple transactions ranging from $99.27 to $99.85, inclusive, in order to cover the option exercise price and relevant taxes . The Reporting Person undertakes to provide to the Company, any security holder of the Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the range. |
| 4 | Common | Common Stock | 2023-05-10 | M | A | 41,908 | $0.00 | 229,922 | D | — | — | |
| 5 | Common | Common Stock | 2023-05-10 | M | A | 29,746 | $0.00 | 178,680 | D | — | — | |
| 6 | Common | Common Stock | 2023-05-10 | M | A | 31,848 | $0.00 | 52,301 | D | — | — | |
| 7 | Common | Common Stock | 2023-05-10 | M | A | 19,902 | $0.00 | 72,203 | D | — | — | |
| 8 | Derivative | Employee Stock Option (right to buy) | 2023-05-10 | M | D | 31,848 | $0.00 | 0 | D | $88.41 · — to 2028-03-19 | 31,848 Common Stock | (F2) The Employee Stock Options became exercisable in three equal installments, each on the first, second and third anniversary of the grant date. |
| 9 | Derivative | Employee Stock Option (right to buy) | 2023-05-10 | M | D | 19,902 | $0.00 | 0 | D | $88.41 · — to 2028-03-19 | 19,902 Common Stock | (F2) The Employee Stock Options became exercisable in three equal installments, each on the first, second and third anniversary of the grant date. |
| 10 | Derivative | Employee Stock Option (right to buy) | 2023-05-10 | M | D | 41,908 | $0.00 | 0 | D | $73.25 · — to 2030-03-02 | 41,908 Common Stock | (F3) The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date. |
| 11 | Derivative | Employee Stock Option (right to buy) | 2023-05-10 | M | D | 29,746 | $0.00 | 0 | D | $66.59 · — to 2029-03-19 | 29,746 Common Stock | (F3) The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date. |
| 12 | Derivative | Employee Stock Option (right to buy) | 2023-05-10 | M | D | 9,334 | $0.00 | 0 | D | $59.60 · — to 2029-04-11 | 9,334 Common Stock | (F3) The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date. |
| 13 | Derivative | Employee Stock Option (right to buy) | 2023-05-10 | M | D | 76,731 | $0.00 | 0 | D | $46.59 · — to 2028-12-21 | 76,731 Common Stock | (F3) The Employee Stock Options became exercisable in two equal installments, each on the second and third anniversary of the grant date. |