Form 4 for HNI HNI CORP
Accepted 2021-12-10 00:00:00 ET · period of report 2021-12-08 · accession 0000048287-21-000145 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| I | 2021-12-10 | 2021-12-08 | HNI | WATERS RONALD V | Dir | G - Gift | $0.00 | +10.6K | 10.6K | New | $0 |
| M | 2021-12-10 | 2021-12-08 | HNI | WATERS RONALD V | Dir | G - Gift | $0.00 | -11.9K | 36.7K | -25% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-08 | G | A | 10,630 | $0.00 | 10,630 | I | — | — | (F4) These shares are held in trust for the benefit of the reporting person's spouse. The reporting person's spouse is trustee of the trust. The reporting person disclaims beneficial ownership of these shares, and the filing of this report is not an admission that the reporting person is the beneficial owner of these shares for purposes of Section 16 or for any other purpose. |
| 2 | Common | Common Stock | 2021-12-08 | G | D | 10,630 | $0.00 | 26,289.91 | D | — | — | (F2) These shares were transferred into a legacy trust for the benefit of the reporting person's spouse. (F3) The total in column 5 includes reinvested dividends of 246.1668 shares acquired under the Corporation's 2017 Equity Plan for Non-Employee Directors since the reporting person's last report, which acquisitions are exempt from Section 16. |
| 3 | Common | Common Stock | 2021-12-08 | G | D | 1,300 | $0.00 | 36,673.74 | D By Trust | — | — | (F1) These shares were gifted to Joffrey Ballet of Chicago. |