Form 4 for HNI HNI CORP
Accepted 2023-02-06 00:00:00 ET · period of report 2023-02-02 · accession 0000048287-23-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2023-02-06 | 2023-02-02 | HNI | Bridges Marshall H | SVP, CFO | S - Sale+OE | $32.35 | -4,383 | 72.3K | -6% | -$141.8K |
| DM | 2023-02-06 | 2022-04-01+ | HNI | Bridges Marshall H | SVP, CFO | A - Grant | $0.00 | +344.82 | 72.1K | +0.5% | $0 |
| DM | 2023-02-06 | 2023-02-02+ | HNI | Bridges Marshall H | SVP, CFO | M - OptEx | $31.79 | +4,416 | 76.7K | +6% | +$140.4K |
| DI | 2023-02-06 | 2022-12-31 | HNI | Bridges Marshall H | SVP, CFO | A - Grant | $0.00 | +195.15 | 1,741 | +13% | $0 |
| DM | 2023-02-06 | 2023-02-02+ | HNI | Bridges Marshall H | SVP, CFO | M - OptEx | $0.00 | -4,416 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-02-02 | S | D | 4,383 | $32.35 | 72,287.45 | D | — | — | (F4) The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $32.29 - $32.43, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 2 | Common | Common Stock | 2022-12-30 | A | A | 94.13 | $0.00 | 72,287.45 | D | — | — | (F1) These shares were acquired during the fiscal year under the HNI Corporation Members' Stock Purchase Plan. |
| 3 | Common | Common Stock | 2022-04-01 | A | A | 72.30 | $0.00 | 72,014.94 | D Profit Sharing Retirement Plan | — | — | (F1) These shares were acquired during the fiscal year under the HNI Corporation Members' Stock Purchase Plan. |
| 4 | Common | Common Stock | 2023-02-03 | M | A | 33 | $31.79 | 72,320.45 | D | — | — | |
| 5 | Common | Common Stock | 2023-02-02 | M | A | 4,383 | $31.79 | 76,670.45 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-31 | A | A | 195.15 | $0.00 | 1,740.69 | I | — | — | (F2) These shares were acquired under the HNI Corporation Profit-Sharing Retirement Plan. |
| 7 | Common | Common Stock | 2022-09-30 | A | A | 100.96 | $0.00 | 72,193.33 | D | — | — | (F1) These shares were acquired during the fiscal year under the HNI Corporation Members' Stock Purchase Plan. |
| 8 | Common | Common Stock | 2022-07-01 | A | A | 77.43 | $0.00 | 72,092.37 | D | — | — | (F1) These shares were acquired during the fiscal year under the HNI Corporation Members' Stock Purchase Plan. |
| 9 | Derivative | Non-qualifying employee stock option (right to buy) | 2023-02-02 | M | D | 4,383 | $0.00 | 33 | D | $31.79 · 2017-02-13 to 2023-02-13 | 4,383 Common | |
| 10 | Derivative | Non-qualifying employee stock option (right to buy) | 2023-02-03 | M | D | 33 | $0.00 | 0 | D | $31.79 · 2017-02-13 to 2023-02-13 | 33 Common |