Form 4 for HNI HNI CORP
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-10 · accession 0000048287-23-000216 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-14 | 2023-11-10+ | HNI | Berger Vincent P | Pres, EVP, HHT, HNI Corp | M - OptEx | $34.78 | +4,084 | 74.8K | +6% | +$142.0K |
| D | 2023-11-14 | 2023-11-10 | HNI | Berger Vincent P | Pres, EVP, HHT, HNI Corp | S - Sale+OE | $37.98 | -3,912 | 70.9K | -5% | -$148.6K |
| DM | 2023-11-14 | 2023-11-10+ | HNI | Berger Vincent P | Pres, EVP, HHT, HNI Corp | M - OptEx | $0.00 | -4,084 | 172 | -96% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-13 | M | A | 172 | $34.78 | 71,065.03 | D | — | — | (F3) The total in column 5 includes 18.742 shares acquired under HNI Corporation Member's Stock Purchase Plan. |
| 2 | Common | Common Stock | 2023-11-10 | M | A | 3,912 | $34.78 | 74,786.29 | D | — | — | |
| 3 | Common | Common Stock | 2023-11-10 | S | D | 3,912 | $37.98 | 70,874.29 | D | — | — | (F1) The dollar amount in column 4 is a result of multiple trades at the same price. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at this price. |
| 4 | Derivative | Non-qualifying employee stock option (right to buy) | 2023-11-13 | M | D | 172 | $0.00 | 0 | D | $34.78 · 2018-02-12 to 2024-02-12 | 172 Common Stock | |
| 5 | Derivative | Non-qualifying employee stock option (right to buy) | 2023-11-10 | M | D | 3,912 | $0.00 | 172 | D | $34.78 · 2018-02-12 to 2024-02-12 | 3,912 Common Stock |