Form 4 for HNI HNI CORP
Accepted 2023-11-14 00:00:00 ET · period of report 2023-11-10 · accession 0000048287-23-000219 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-11-14 | 2023-11-10+ | HNI | Bradford Steven M | SVP, Gen. Counsel, Sec | M - OptEx | $32.85 | +30.9K | 78.3K | +65% | +$1.01M |
| DM | 2023-11-14 | 2023-11-10+ | HNI | Bradford Steven M | SVP, Gen. Counsel, Sec | S - Sale+OE | $38.36 | -30.9K | 63.2K | -33% | -$1.18M |
| DM | 2023-11-14 | 2023-11-10+ | HNI | Bradford Steven M | SVP, Gen. Counsel, Sec | M - OptEx | $0.00 | -30.9K | 2,827 | -92% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-14 | M | A | 2,827 | $34.78 | 66,004.56 | D | — | — | |
| 2 | Common | Common Stock | 2023-11-14 | S | D | 2,827 | $39.14 | 63,177.56 | D | — | — | (F2) The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.73 - $39.66, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 3 | Common | Common Stock | 2023-11-14 | M | A | 6,461 | $32.03 | 69,638.56 | D | — | — | |
| 4 | Common | Common Stock | 2023-11-14 | S | D | 6,461 | $39.14 | 63,177.56 | D | — | — | (F2) The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.73 - $39.66, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. (F3) The total in column 5 includes 766.913 shares acquired under HNI Corporation Member's Stock Purchase Plan. |
| 5 | Common | Common Stock | 2023-11-10 | M | A | 6,421 | $34.78 | 69,598.56 | D | — | — | |
| 6 | Common | Common Stock | 2023-11-10 | S | D | 6,421 | $38.03 | 63,177.56 | D | — | — | (F1) The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 - $38.115, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 7 | Common | Common Stock | 2023-11-10 | M | A | 15,169 | $32.03 | 78,346.56 | D | — | — | |
| 8 | Common | Common Stock | 2023-11-10 | S | D | 15,169 | $38.03 | 63,177.56 | D | — | — | (F1) The price in column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $38.00 - $38.115, inclusive. The reporting person undertakes to provide HNI Corporation, any security holder of HNI Corporation, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in this footnote to this Form 4. |
| 9 | Derivative | Non-qualifying employee stock options (right to buy) | 2023-11-10 | M | D | 15,169 | $0.00 | 6,461 | D | $32.03 · 2020-02-17 to 2026-02-17 | 15,169 Common Stock | |
| 10 | Derivative | Non-qualifying employee stock options (right to buy) | 2023-11-14 | M | D | 6,461 | $0.00 | 0 | D | $32.03 · 2020-02-17 to 2026-02-17 | 6,461 Common Stock | |
| 11 | Derivative | Non-qualifying employee stock options (right to buy) | 2023-11-14 | M | D | 2,827 | $0.00 | 0 | D | $34.78 · 2018-02-12 to 2024-02-12 | 2,827 Common Stock | |
| 12 | Derivative | Non-qualifying employee stock options (right to buy) | 2023-11-10 | M | D | 6,421 | $0.00 | 2,827 | D | $34.78 · 2018-02-12 to 2024-02-12 | 6,421 Common Stock |