Form 4 for HUM Humana
Accepted 2021-09-03 00:00:00 ET · period of report 2021-09-01 · accession 0000049071-21-000118 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-09-03 | 2021-09-01 | HUM | Cox Heather | Chief Dig Health, Analyt Off | M - OptEx | $0.00 | +752 | 2,789 | +37% | $0 |
| D | 2021-09-03 | 2021-09-01 | HUM | Cox Heather | Chief Dig Health, Analyt Off | F - Tax | $403.05 | -184 | 2,605 | -7% | -$74.2K |
| D | 2021-09-03 | 2021-09-01 | HUM | Cox Heather | Chief Dig Health, Analyt Off | M - OptEx | $0.00 | -752 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Humana Common | 2021-09-01 | M | A | 752 | $0.00 | 2,789 | D | — | — | |
| 2 | Common | Humana Common | 2021-09-01 | F | D | 184 | $403.05 | 2,605 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-09-01 | M | D | 752 | $0.00 | 0 | D | — · — to — | 752 Humana Common | (F5) Right to receive one share per restricted stock unit pursuant to the Company's 2011 Stock Incentive Plan. Each restricted stock unit represents a contingent right to receive one share of Humana Inc. common stock, exempt under Rule 16b-3(d)(1) & (3). (F7) Restricted stock units granted to reporting person on 9/1/2018, 33% of the award is vesting on 9/1/2019, 9/1/2020 and 9/1/2021. |