Form 4 for GFF GRIFFON CORP

Accepted 2021-07-29 00:00:00 ET · period of report 2021-07-28 · accession 0000050725-21-000054 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-07-29	2021-06-28	GFF	KRAMER RONALD J	COB, CEO, Dir	G - Gift	$0.00	-2,000	2.13M	-0.1%	$0
M	2021-07-29	2021-07-28	GFF	KRAMER RONALD J	COB, CEO, Dir	A - Grant	$0.00	+576.0K	2.70M	+27%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-06-28	G	D	2,000	$0.00	2,127,924	D	—	—
2	Common	Common Stock	2021-07-28	A	A	288,000	$0.00	2,415,924	D	—	—	(F1) Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on July 28, 2021, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on December 20, 2021.
3	Common	Common Stock	2021-07-28	A	A	288,000	$0.00	2,703,924	D	—	—	(F2) Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified performance criteria related to the company's stock price; on July 28, 2021, it was certified that such performance criteria was satisfied to a certain extent. Subject to the reporting person's continued employment, the restricted shares will vest on January 27, 2025.