Form 4 for GFF GRIFFON CORP

Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0000050725-21-000085 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-12-22	2021-12-20	GFF	KRAMER RONALD J	COB, CEO, Dir	A - Grant	$0.00	+85.8K	2.79M	+3%	$0
	2021-12-22	2021-12-20	GFF	KRAMER RONALD J	COB, CEO, Dir	F - Tax	$24.87	-187.1K	2.60M	-7%	-$4.65M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-12-20	A	A	85,781	$0.00	2,789,705	D	—	—	(F1) Represents a portion of the restricted shares granted to the reporting person on December 20, 2017 under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Such restricted shares were subject to both service period vesting (time-based) and the attainment of specified performance criteria (performance-based vesting) related to the Company's stock price and the total shareholder return of the Company's stock relative to a market index. It was previously certified that the performance criteria was achieved to a certain extent and the shares related to such certification were reported on a Form 4 filed on July 29, 2021. Following the end of the performance period, it was determined that the performance criteria was achieved with respect to an additional 85,781 shares.
2	Common	Common Stock	2021-12-20	F	D	187,076	$24.87	2,602,629	D	—	—	(F2) Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.