Form 4 for GFF GRIFFON CORP

Accepted 2021-12-22 00:00:00 ET · period of report 2021-12-20 · accession 0000050725-21-000086 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
	2021-12-22	2021-12-20	GFF	MEHMEL ROBERT F	Pres, COO, Dir	A - Grant	$0.00	+28.6K	815.2K	+4%	$0
	2021-12-22	2021-12-20	GFF	MEHMEL ROBERT F	Pres, COO, Dir	F - Tax	$24.87	-61.0K	754.2K	-7%	-$1.52M

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2021-12-20	A	A	28,594	$0.00	815,184	D	—	—	(F1) Represents a portion of the restricted shares granted to the reporting person on December 20, 2017 under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Such restricted shares were subject to both service period vesting (time-based) and the attainment of specified performance criteria (performance-based vesting) related to the Company's stock price and the total shareholder return of the Company's stock relative to a market index. It was previously certified that the performance criteria was achieved to a certain extent and the shares related to such certification were reported on a Form 4 filed on July 29, 2021. Following the end of the performance period, it was determined that the performance criteria was achieved with respect to an additional 28,594 shares.
2	Common	Common Stock	2021-12-20	F	D	61,014	$24.87	754,170	D	—	—	(F2) Shares withheld by or delivered to the registrant upon vesting of restricted stock to satisfy tax withholding obligations of the reporting person.