Form 4 for GFF GRIFFON CORP
Accepted 2023-11-16 00:00:00 ET · period of report 2023-11-14 · accession 0000050725-23-000058 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| 2023-11-16 | 2023-11-14 | GFF | Kaplan Seth L. | SVP, Gen. Counsel, Secy | A - Grant | $0.00 | +17.9K | 226.0K | +9% | $0 | |
| 2023-11-16 | 2023-11-16 | GFF | Kaplan Seth L. | SVP, Gen. Counsel, Secy | G - Gift | $0.00 | -1,000 | 225.0K | -0.4% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-11-14 | A | A | 17,852 | $0.00 | 226,020 | D | — | — | (F1) Restricted shares granted under the Company's 2016 Equity Incentive Plan in a transaction exempt under Rule 16b. Vesting of the restricted shares is partially dependent on the attainment of specified financial performance criteria; on November 14, 2023, it was certified that such financial performance criteria was satisfied. Subject to the reporting person's continued employment, the restricted shares will vest on November 30, 2025. |
| 2 | Common | Common Stock | 2023-11-16 | G | D | 1,000 | $0.00 | 225,020 | D | — | — |