Form 4 for SPGI S&P Global
Accepted 2021-07-06 00:00:00 ET · period of report 2021-07-01 · accession 0000064040-21-000147 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-06 | 2021-07-01 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | F - Tax | $412.20 | -616 | 766 | -45% | -$253.9K |
| D | 2021-07-06 | 2021-07-01 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | M - OptEx | $412.20 | +1,257 | 1,382 | +1,006% | +$518.1K |
| D | 2021-07-06 | 2021-07-01 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | M - OptEx | $0.00 | -1,257 | 2,554 | -33% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-01 | F | D | 616 | $412.20 | 766 | D | — | — | |
| 2 | Common | Common Stock | 2021-07-01 | M | A | 1,257 | $412.20 | 1,382 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-07-01 | M | D | 1,257 | $0.00 | 2,554 | D | $0.00 · — to — | 1,257 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 3,811 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 07/01/2021 and will vest 33% on 07/01/2022 and 34% on 07/01/2023. |