Form 4 for SPGI S&P Global
Accepted 2021-11-03 00:00:00 ET · period of report 2021-11-01 · accession 0000064040-21-000158 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-11-03 | 2021-11-01 | SPGI | Saha Saugata | Pres, S, P Gbl Platts | F - Tax | $463.18 | -169 | 1,537 | -10% | -$78.3K |
| D | 2021-11-03 | 2021-11-01 | SPGI | Saha Saugata | Pres, S, P Gbl Platts | M - OptEx | $463.18 | +318 | 1,706 | +23% | +$147.3K |
| D | 2021-11-03 | 2021-11-01 | SPGI | Saha Saugata | Pres, S, P Gbl Platts | M - OptEx | $0.00 | -318 | 330 | -49% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-11-01 | F | D | 169 | $463.18 | 1,537 | D | — | — | |
| 2 | Common | Common Stock | 2021-11-01 | M | A | 318 | $463.18 | 1,706 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-11-01 | M | D | 318 | $0.00 | 330 | D | $0.00 · — to — | 318 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 966 restricted stock units on 11/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 11/01/2020 and 33% on 11/01/2021 and the remaining 34% will vest on 11/01/2022. |