Form 4 for SPGI S&P Global
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000064040-22-000002 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-04 | 2021-12-31 | SPGI | BERISFORD JOHN L | Pres, S, P Ratings | M - OptEx | $471.93 | +2,023 | 32.5K | +7% | +$954.7K |
| DM | 2022-01-04 | 2021-12-31 | SPGI | BERISFORD JOHN L | Pres, S, P Ratings | F - Tax | $471.93 | -775 | 33.0K | -2% | -$365.7K |
| DM | 2022-01-04 | 2021-12-31 | SPGI | BERISFORD JOHN L | Pres, S, P Ratings | M - OptEx | $0.00 | -2,023 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 545 | $471.93 | 33,246 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 285 | $471.93 | 32,701 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-31 | M | A | 760 | $471.93 | 32,986 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-31 | F | D | 285 | $471.93 | 32,226 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-31 | M | A | 718 | $471.93 | 32,511 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-31 | F | D | 205 | $471.93 | 33,041 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 760 | $0.00 | 784 | D | $0.00 · — to — | 760 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 2,304 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 545 | $0.00 | 1,109 | D | $0.00 · — to — | 545 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 1,654 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 718 | $0.00 | 0 | D | $0.00 · — to — | 718 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 2,114 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |