Form 4 for SPGI S&P Global
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000064040-22-000016 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-04 | 2021-12-31 | SPGI | Luquette Nancy | EVP, CRO | M - OptEx | $471.93 | +632 | 3,781 | +20% | +$298.3K |
| DM | 2022-01-04 | 2021-12-31 | SPGI | Luquette Nancy | EVP, CRO | F - Tax | $471.93 | -232 | 3,858 | -6% | -$109.5K |
| DM | 2022-01-04 | 2021-12-31 | SPGI | Luquette Nancy | EVP, CRO | M - OptEx | $0.00 | -632 | 262 | -71% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 163 | $471.93 | 4,021 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 56 | $471.93 | 3,965 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-31 | M | A | 253 | $471.93 | 3,949 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-31 | M | A | 216 | $471.93 | 3,781 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-31 | F | D | 85 | $471.93 | 3,696 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-31 | F | D | 91 | $471.93 | 3,858 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 216 | $0.00 | 0 | D | $0.00 · — to — | 216 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 634 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 163 | $0.00 | 333 | D | $0.00 · — to — | 163 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 496 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 253 | $0.00 | 262 | D | $0.00 · — to — | 253 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 768 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |