Form 4 for SPGI S&P Global
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000064040-22-000017 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-04 | 2021-12-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | F - Tax | $471.93 | -5,607 | 159.1K | -3% | -$2.65M |
| DM | 2022-01-04 | 2021-12-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | M - OptEx | $471.93 | +10.3K | 158.3K | +7% | +$4.86M |
| DM | 2022-01-04 | 2021-12-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | M - OptEx | $0.00 | -10.3K | 3,918 | -72% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | F | D | 2,182 | $471.93 | 157,978 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | M | A | 2,661 | $471.93 | 160,639 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-31 | M | A | 3,802 | $471.93 | 160,160 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-31 | F | D | 1,898 | $471.93 | 156,358 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-31 | M | A | 3,833 | $471.93 | 158,256 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-31 | F | D | 1,527 | $471.93 | 159,112 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 2,661 | $0.00 | 5,405 | D | $0.00 · — to — | 2,661 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. (F5) As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2021, 33% on 12/31/2022 and34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 3,833 | $0.00 | 0 | D | $0.00 · — to — | 3,833 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 11,273 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 3,802 | $0.00 | 3,918 | D | $0.00 · — to — | 3,802 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |