Form 4 for SPGI S&P Global
Accepted 2022-01-04 00:00:00 ET · period of report 2021-12-31 · accession 0000064040-22-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2022-01-04 | 2021-12-31 | SPGI | Steenbergen Ewout L | EVP, CFO | M - OptEx | $471.93 | +3,177 | 21.0K | +18% | +$1.50M |
| DM | 2022-01-04 | 2021-12-31 | SPGI | Steenbergen Ewout L | EVP, CFO | F - Tax | $471.93 | -1,521 | 21.4K | -7% | -$717.8K |
| DM | 2022-01-04 | 2021-12-31 | SPGI | Steenbergen Ewout L | EVP, CFO | M - OptEx | $0.00 | -3,177 | 1,663 | -66% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-12-31 | M | A | 819 | $471.93 | 21,893 | D | — | — | |
| 2 | Common | Common Stock | 2021-12-31 | F | D | 528 | $471.93 | 21,074 | D | — | — | |
| 3 | Common | Common Stock | 2021-12-31 | M | A | 1,161 | $471.93 | 21,602 | D | — | — | |
| 4 | Common | Common Stock | 2021-12-31 | F | D | 523 | $471.93 | 20,441 | D | — | — | |
| 5 | Common | Common Stock | 2021-12-31 | M | A | 1,197 | $471.93 | 20,964 | D | — | — | |
| 6 | Common | Common Stock | 2021-12-31 | F | D | 470 | $471.93 | 21,423 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 1,197 | $0.00 | 0 | D | $0.00 · — to — | 1,197 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 3,523 restricted stock units on 04/01/2019, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2019 and 33% on 12/31/2020 and the remaining 34% vested on 12/31/2021. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 1,161 | $0.00 | 1,199 | D | $0.00 · — to — | 1,161 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 3,521 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% will vest on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2021-12-31 | M | D | 819 | $0.00 | 1,663 | D | $0.00 · — to — | 819 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and will vest 33% on 12/31/2022 and 34% on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |