Form 4 for SPGI S&P Global
Accepted 2022-03-03 00:00:00 ET · period of report 2022-03-01 · accession 0000064040-22-000067 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2022-03-03 | 2022-03-01 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | F - Tax | $390.58 | -28.8K | 182.4K | -14% | -$11.25M |
| D | 2022-03-03 | 2022-03-01 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | A - Grant | $0.00 | +52.1K | 211.2K | +33% | $0 |
| D | 2022-03-03 | 2022-03-01 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | A - Grant | $0.00 | +10.6K | 10.6K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-03-01 | F | D | 28,801 | $390.58 | 182,390 | D | — | — | |
| 2 | Common | Common Stock | 2022-03-01 | A | A | 52,079 | $0.00 | 211,191 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2022-03-01 | A | A | 10,600 | $0.00 | 10,600 | D | $0.00 · — to — | 10,600 Common Stock | (F3) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) The reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units will vest 33% on 12/31/2022, 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |