Form 4 for SPGI S&P Global

Accepted 2022-03-14 00:00:00 ET · period of report 2022-03-10 · accession 0000064040-22-000103 · SEC index · Original document

Summary rows

Aggregated the way they appear in lists: one row per insider, transaction code and security table.

X	Filed	Traded	Ticker	Insider	Title	Type	Price	Qty	Owned	ΔOwn	Value
D	2022-03-14	2022-03-10	SPGI	Evans Gay Huey	Dir	F - Tax	$382.75	-214	490	-30%	-$81.9K
D	2022-03-14	2022-03-10	SPGI	Evans Gay Huey	Dir	M - OptEx	$382.75	+477	704	+210%	+$182.6K
D	2022-03-14	2022-03-10	SPGI	Evans Gay Huey	Dir	M - OptEx	$0.00	-477	0	-100%	$0

Purchase Sale Sale after option exercise All abbreviations

#	Table	Security	Date	Code	A/D	Shares	Price	Owned after	Own	Exercise / expiry	Underlying	Footnotes
1	Common	Common Stock	2022-03-10	F	D	214	$382.75	490	D	—	—
2	Common	Common Stock	2022-03-10	M	A	477	$382.75	704	D	—	—
3	Derivative	Restricted Stock Units	2022-03-10	M	D	477	$0.00	0	D	$0.00 · — to —	477 Common Stock	(F1) Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock. (F2) Acquired as a result of the merger pursuant to the previously announced Agreement and Plan of Merger, dated as of November 29, 2020, as amended on January 20, 2021, by and among IHS Markit Ltd. ("IHS Markit"), S&P Global Inc. ("SPGI") and Sapphire Subsidiary, Ltd. (the "Merger Agreement"). Pursuant to the Merger Agreement, each IHS Markit restricted stock unit was converted into an equivalent restricted stock unit in respect of SPGI's Common Stock based on the Exchange Ratio and rounded up to the nearest whole number of restricted stock units, with the same terms and conditions as those applied immediately prior to the consummation of the merger.