Form 4 for SPGI S&P Global
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0000064040-23-000004 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2022-12-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | M - OptEx | $334.94 | +10.1K | 171.3K | +6% | +$3.38M |
| DM | 2023-01-04 | 2022-12-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | F - Tax | $334.94 | -5,151 | 170.8K | -3% | -$1.73M |
| DM | 2023-01-04 | 2022-12-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | M - OptEx | $0.00 | -10.1K | 2,744 | -79% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-31 | M | A | 3,498 | $334.94 | 174,251 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-31 | F | D | 1,935 | $334.94 | 172,316 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-31 | M | A | 2,661 | $334.94 | 172,225 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-31 | F | D | 1,744 | $334.94 | 169,564 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-31 | M | A | 3,918 | $334.94 | 171,308 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-31 | F | D | 1,472 | $334.94 | 170,753 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 3,918 | $0.00 | 0 | D | $0.00 · — to — | 3,918 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 11,522 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 3,498 | $0.00 | 7,102 | D | $0.00 · — to — | 3,498 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 2,661 | $0.00 | 2,744 | D | $0.00 · — to — | 2,661 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 8,066 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |