Form 4 for SPGI S&P Global
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0000064040-23-000006 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2022-12-31 | SPGI | CHEUNG MARTINA | Pres, S, P Gbl Ratings | F - Tax | $334.94 | -842 | 7,246 | -10% | -$282.0K |
| DM | 2023-01-04 | 2022-12-31 | SPGI | CHEUNG MARTINA | Pres, S, P Gbl Ratings | M - OptEx | $334.94 | +2,267 | 8,505 | +36% | +$759.3K |
| DM | 2023-01-04 | 2022-12-31 | SPGI | CHEUNG MARTINA | Pres, S, P Gbl Ratings | M - OptEx | $0.00 | -2,267 | 1,673 | -58% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-31 | F | D | 246 | $334.94 | 7,682 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-31 | F | D | 297 | $334.94 | 8,208 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-31 | M | A | 682 | $334.94 | 7,928 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-31 | F | D | 299 | $334.94 | 7,246 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-31 | M | A | 762 | $334.94 | 7,545 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-31 | M | A | 823 | $334.94 | 8,505 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 682 | $0.00 | 704 | D | $0.00 · — to — | 682 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 2,068 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 762 | $0.00 | 0 | D | $0.00 · — to — | 762 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 2,240 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 823 | $0.00 | 1,673 | D | $0.00 · — to — | 823 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |