Form 4 for SPGI S&P Global
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0000064040-23-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2022-12-31 | SPGI | Steenbergen Ewout L | EVP, CFO | M - OptEx | $334.94 | +2,905 | 30.8K | +10% | +$973.0K |
| DM | 2023-01-04 | 2022-12-31 | SPGI | Steenbergen Ewout L | EVP, CFO | F - Tax | $334.94 | -1,197 | 29.9K | -4% | -$400.9K |
| DM | 2023-01-04 | 2022-12-31 | SPGI | Steenbergen Ewout L | EVP, CFO | M - OptEx | $0.00 | -2,905 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-31 | M | A | 1,199 | $334.94 | 29,896 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-31 | F | D | 508 | $334.94 | 29,388 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-31 | M | A | 819 | $334.94 | 30,207 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-31 | F | D | 358 | $334.94 | 30,405 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-31 | M | A | 887 | $334.94 | 30,763 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-31 | F | D | 331 | $334.94 | 29,876 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 887 | $0.00 | 1,801 | D | $0.00 · — to — | 887 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 2,688 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 819 | $0.00 | 844 | D | $0.00 · — to — | 819 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 2,482 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 1,199 | $0.00 | 0 | D | $0.00 · — to — | 1,199 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 3,521 restricted stock units on 04/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |