Form 4 for SPGI S&P Global
Accepted 2023-01-04 00:00:00 ET · period of report 2022-12-31 · accession 0000064040-23-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-01-04 | 2022-12-31 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | F - Tax | $334.94 | -244 | 1,848 | -12% | -$81.7K |
| DM | 2023-01-04 | 2022-12-31 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | M - OptEx | $334.94 | +607 | 2,050 | +42% | +$203.3K |
| DM | 2023-01-04 | 2022-12-31 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | M - OptEx | $0.00 | -607 | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2022-12-31 | F | D | 76 | $334.94 | 1,974 | D | — | — | |
| 2 | Common | Common Stock | 2022-12-31 | M | A | 214 | $334.94 | 1,825 | D | — | — | |
| 3 | Common | Common Stock | 2022-12-31 | F | D | 89 | $334.94 | 1,736 | D | — | — | |
| 4 | Common | Common Stock | 2022-12-31 | M | A | 191 | $334.94 | 1,927 | D | — | — | |
| 5 | Common | Common Stock | 2022-12-31 | F | D | 79 | $334.94 | 1,848 | D | — | — | |
| 6 | Common | Common Stock | 2022-12-31 | M | A | 202 | $334.94 | 2,050 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 202 | $0.00 | 412 | D | $0.00 · — to — | 202 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and will vest 33% on 12/31/2023 and 34% on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 191 | $0.00 | 197 | D | $0.00 · — to — | 191 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% will vest on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2022-12-31 | M | D | 214 | $0.00 | 0 | D | $0.00 · — to — | 214 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 628 restricted stock units on 07/01/2020, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2020 and 33% on 12/31/2021 and the remaining 34% vested on 12/31/2022. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |