Form 4 for SPGI S&P Global
Accepted 2023-08-02 00:00:00 ET · period of report 2023-07-31 · accession 0000064040-23-000165 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-02 | 2023-07-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | F - Tax | $394.28 | -33.3K | 181.8K | -15% | -$13.13M |
| D | 2023-08-02 | 2023-07-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | S - Sale+OE | $394.11 | -9,657 | 172.1K | -5% | -$3.81M |
| D | 2023-08-02 | 2023-07-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | M - OptEx | $77.81 | +51.3K | 215.1K | +31% | +$3.99M |
| D | 2023-08-02 | 2023-07-31 | SPGI | Peterson Douglas L. | CEO, Pres, Dir | M - OptEx | $0.00 | -51.3K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-07-31 | F | D | 7,911 | $394.81 | 207,163 | D | — | — | (F1) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $394.50 to $395.11, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (1) to this Form 4. |
| 2 | Common | Common Stock | 2023-07-31 | S | D | 9,657 | $394.11 | 172,113 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $394.07 to $394.26, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (3) to this Form 4. |
| 3 | Common | Common Stock | 2023-07-31 | M | A | 51,304 | $77.81 | 215,074 | D | — | — | |
| 4 | Common | Common Stock | 2023-07-31 | F | D | 25,393 | $394.12 | 181,770 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $393.50 to $394.49, inclusive. The reporting person undertakes to provide to S&P Global Inc., any security holder of S&P Global Inc., or the staff of the Security and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in footnote (2) to this Form 4. |
| 5 | Derivative | Options (Right to Buy) | 2023-07-31 | M | D | 51,304 | $0.00 | 0 | D | $77.81 · 2015-04-01 to 2024-03-31 | 51,304 Common Stock | (F4) As previously reported, the reporting person was granted 51,304 options on 04/01/2014, which became exercisable in annual installments. The first installment of 33% became exercisable on 04/01/2015, the next 33% installment became exercisable on 04/01/2016 and the remaining 34% installment became exercisable on 04/01/2017. |