Form 4 for SPGI S&P Global
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-31 · accession 0000064040-24-000012 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-03 | 2023-12-31 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | M - OptEx | $440.52 | +633 | 3,739 | +20% | +$278.8K |
| DM | 2024-01-03 | 2023-12-31 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | F - Tax | $440.52 | -249 | 3,806 | -6% | -$109.7K |
| DM | 2024-01-03 | 2023-12-31 | SPGI | Draper Daniel E | CEO, S, P Dow Jones Indices | M - OptEx | $0.00 | -633 | 210 | -75% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-31 | M | A | 197 | $440.52 | 3,619 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-31 | M | A | 234 | $440.52 | 3,890 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-31 | F | D | 83 | $440.52 | 3,656 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-31 | M | A | 202 | $440.52 | 3,739 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-31 | F | D | 82 | $440.52 | 3,537 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-31 | F | D | 84 | $440.52 | 3,806 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 197 | $0.00 | 0 | D | $0.00 · — to — | 197 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 579 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 234 | $0.00 | 476 | D | $0.00 · — to — | 234 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 710 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 202 | $0.00 | 210 | D | $0.00 · — to — | 202 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 614 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |