Form 4 for SPGI S&P Global
Accepted 2024-01-03 00:00:00 ET · period of report 2023-12-31 · accession 0000064040-24-000018 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2024-01-03 | 2023-12-31 | SPGI | Kocherlakota Sitarama Swamy | CIO | M - OptEx | $440.52 | +1,343 | 12.9K | +12% | +$591.6K |
| DM | 2024-01-03 | 2023-12-31 | SPGI | Kocherlakota Sitarama Swamy | CIO | F - Tax | $440.52 | -505 | 12.8K | -4% | -$222.5K |
| DM | 2024-01-03 | 2023-12-31 | SPGI | Kocherlakota Sitarama Swamy | CIO | M - OptEx | $0.00 | -1,343 | 1,190 | -53% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-12-31 | M | A | 352 | $440.52 | 12,678 | D | — | — | |
| 2 | Common | Common Stock | 2023-12-31 | F | D | 146 | $440.52 | 12,532 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-31 | F | D | 212 | $440.52 | 13,164 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-31 | F | D | 147 | $440.52 | 12,790 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-31 | M | A | 586 | $440.52 | 13,376 | D | — | — | |
| 6 | Common | Common Stock | 2023-12-31 | M | A | 405 | $440.52 | 12,937 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 352 | $0.00 | 0 | D | $0.00 · — to — | 352 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 1,034 restricted stock units on 04/01/2021, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2021 and 33% on 12/31/2022 and the remaining 34% vested on 12/31/2023. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 405 | $0.00 | 419 | D | $0.00 · — to — | 405 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 1,229 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 586 | $0.00 | 1,190 | D | $0.00 · — to — | 586 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) The reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |