Form 4 for SPGI S&P Global
Accepted 2024-01-03 00:00:00 ET · period of report 2023-04-24 · accession 0000064040-24-000022 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2024-01-03 | 2023-04-24 | SPGI | Kansler Adam Jason | Pres, Market Intelligence | J - Other | $0.00 | +24 | 21.0K | +0.1% | $0 |
| DM | 2024-01-03 | 2023-12-31 | SPGI | Kansler Adam Jason | Pres, Market Intelligence | M - OptEx | $440.52 | +1,775 | 22.4K | +9% | +$781.9K |
| DM | 2024-01-03 | 2023-12-31 | SPGI | Kansler Adam Jason | Pres, Market Intelligence | F - Tax | $440.52 | -661 | 21.5K | -3% | -$291.2K |
| DM | 2024-01-03 | 2023-12-31 | SPGI | Kansler Adam Jason | Pres, Market Intelligence | M - OptEx | $0.00 | -1,775 | 850 | -68% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2023-04-24 | J | A | 24 | $0.00 | 20,985 | D | — | — | (F1) On April 24, 2023, 24 shares previously held by blind trust were transferred to the reporting person for no consideration. |
| 2 | Common | Common Stock | 2023-12-31 | M | A | 823 | $440.52 | 21,808 | D | — | — | |
| 3 | Common | Common Stock | 2023-12-31 | F | D | 344 | $440.52 | 22,099 | D | — | — | |
| 4 | Common | Common Stock | 2023-12-31 | M | A | 952 | $440.52 | 22,443 | D | — | — | |
| 5 | Common | Common Stock | 2023-12-31 | F | D | 317 | $440.52 | 21,491 | D | — | — | |
| 6 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 952 | $0.00 | 1,934 | D | $0.00 · — to — | 952 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock. (F4) As previously reported, the reporting person was granted 2,886 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and will vest 33% on 12/31/2024 and 34% on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 7 | Derivative | Restricted Stock Units | 2023-12-31 | M | D | 823 | $0.00 | 850 | D | $0.00 · — to — | 823 Common Stock | (F2) Each restricted stock unit represents a contingent right to receive one share of SPGI Common Stock. (F3) As previously reported, the reporting person was granted 2,496 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% will vest on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |