Form 4 for SPGI S&P Global
Accepted 2025-01-03 00:00:00 ET · period of report 2024-12-31 · accession 0000064040-25-000005 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-03 | 2024-12-31 | SPGI | Peterson Douglas L. | Dir | F - Tax | $498.03 | -5,998 | 157.7K | -4% | -$2.99M |
| DM | 2025-01-03 | 2024-12-31 | SPGI | Peterson Douglas L. | Dir | M - OptEx | $498.03 | +11.5K | 159.7K | +8% | +$5.74M |
| DM | 2025-01-03 | 2024-12-31 | SPGI | Peterson Douglas L. | Dir | M - OptEx | $0.00 | -11.5K | 4,168 | -73% | $0 |
| D | 2025-01-03 | 2025-01-01 | SPGI | Peterson Douglas L. | Dir | A - Grant | $0.00 | +10.1K | 10.1K | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-31 | F | D | 2,237 | $498.03 | 155,842 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-31 | M | A | 4,044 | $498.03 | 158,079 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-31 | F | D | 1,711 | $498.03 | 154,035 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-31 | M | A | 3,604 | $498.03 | 155,746 | D | — | — | |
| 5 | Common | Common Stock | 2024-12-31 | M | A | 3,871 | $498.03 | 159,713 | D | — | — | |
| 6 | Common | Common Stock | 2024-12-31 | F | D | 2,050 | $498.03 | 157,663 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-12-31 | M | D | 3,604 | $0.00 | 0 | D | $0.00 · — to — | 3,604 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 10,600 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% vested on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2024-12-31 | M | D | 3,871 | $0.00 | 7,862 | D | $0.00 · — to — | 3,871 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 11,733 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2024-12-31 | M | D | 4,044 | $0.00 | 4,168 | D | $0.00 · — to — | 4,044 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 12,256 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 10 | Derivative | Restricted Stock Units | 2025-01-01 | A | A | 10,051 | $0.00 | 10,051 | D | $0.00 · — to — | 10,051 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F5) Pursuant to the advisor agreement that the reporting person previously entered into with the issuer, the reporting person was granted 10,051 restricted stock units on 01/01/2025, subject to 1-year vesting. The restricted stock units will vest 100% on 12/31/2025. Vested shares will be delivered to the reporting person no later than thirty days following the vesting date. |