Form 4 for SPGI S&P Global
Accepted 2025-01-03 00:00:00 ET · period of report 2024-12-31 · accession 0000064040-25-000008 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2025-01-03 | 2024-12-31 | SPGI | Kemps Steven J | EVP, CLO | F - Tax | $498.03 | -432 | 1,833 | -19% | -$215.1K |
| DM | 2025-01-03 | 2024-12-31 | SPGI | Kemps Steven J | EVP, CLO | M - OptEx | $498.03 | +1,697 | 2,863 | +146% | +$845.2K |
| DM | 2025-01-03 | 2024-12-31 | SPGI | Kemps Steven J | EVP, CLO | M - OptEx | $0.00 | -1,697 | 604 | -74% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2024-12-31 | F | D | 143 | $498.03 | 2,720 | D | — | — | |
| 2 | Common | Common Stock | 2024-12-31 | F | D | 143 | $498.03 | 2,276 | D | — | — | |
| 3 | Common | Common Stock | 2024-12-31 | M | A | 586 | $498.03 | 2,419 | D | — | — | |
| 4 | Common | Common Stock | 2024-12-31 | F | D | 146 | $498.03 | 1,833 | D | — | — | |
| 5 | Common | Common Stock | 2024-12-31 | M | A | 524 | $498.03 | 1,979 | D | — | — | |
| 6 | Common | Common Stock | 2024-12-31 | M | A | 587 | $498.03 | 2,863 | D | — | — | |
| 7 | Derivative | Restricted Stock Units | 2024-12-31 | M | D | 524 | $0.00 | 0 | D | $0.00 · — to — | 524 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F2) As previously reported, the reporting person was granted 1,536 restricted stock units on 03/01/2022, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2022 and 33% on 12/31/2023 and the remaining 34% vested on 12/31/2024. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 8 | Derivative | Restricted Stock Units | 2024-12-31 | M | D | 587 | $0.00 | 1,193 | D | $0.00 · — to — | 587 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F4) As previously reported, the reporting person was granted 1,780 restricted stock units on 03/01/2024, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2024 and will vest 33% on 12/31/2025 and 34% on 12/31/2026. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |
| 9 | Derivative | Restricted Stock Units | 2024-12-31 | M | D | 586 | $0.00 | 604 | D | $0.00 · — to — | 586 Common Stock | (F1) Each restricted stock unit represents a contingent right to receive one share of SPGI common stock. (F3) As previously reported, the reporting person was granted 1,776 restricted stock units on 03/01/2023, subject to 3-year vesting. The restricted stock units vested 33% on 12/31/2023 and 33% on 12/31/2024 and the remaining 34% will vest on 12/31/2025. Vested shares will be delivered to the reporting person no later than January 31 following the respective vesting date. |