Form 4 for MOD MODINE MANUFACTURING CO
Accepted 2023-08-14 00:00:00 ET · period of report 2023-08-10 · accession 0000067347-23-000059 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-08-14 | 2023-08-10 | MOD | Lucareli Michael B | EVP, CFO | S - Sale+OE | $45.96 | -37.7K | 293.0K | -11% | -$1.73M |
| DM | 2023-08-14 | 2023-08-10 | MOD | Lucareli Michael B | EVP, CFO | M - OptEx | $11.40 | +37.7K | 320.1K | +13% | +$430.1K |
| DM | 2023-08-14 | 2023-08-10 | MOD | Lucareli Michael B | EVP, CFO | M - OptEx | $0.00 | +37.7K | 0 | New | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common stock | 2023-08-10 | S | D | 30 | $45.81 | 293,012 | D | — | — | (F1) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 2 | Common | Common stock | 2023-08-10 | M | A | 10,651 | $14.94 | 303,663 | D | — | — | (F1) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 3 | Common | Common stock | 2023-08-10 | S | D | 10,651 | $45.77 | 293,012 | D | — | — | (F2) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.535 to $45.99, inclusive. The reporting person undertakes to provide to Modine Manufacturing Company, any security holder of Modine Manufacturing Company, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in footnotes (2) and (3) to this Form 4. (F1) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 4 | Common | Common stock | 2023-08-10 | M | A | 30 | $11.39 | 293,042 | D | — | — | (F1) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 5 | Common | Common stock | 2023-08-10 | M | A | 27,065 | $10.00 | 320,077 | D | — | — | (F1) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 6 | Common | Common stock | 2023-08-10 | S | D | 27,065 | $46.03 | 293,012 | D | — | — | (F3) The price reported in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $45.795 to $46.13, inclusive. (F1) This total includes 971 units of Modine common stock held in the Reporting Person's Modine 401(k) Retirement Plan account. |
| 7 | Derivative | Employee stock option (Right to buy) | 2023-08-10 | M | A | 10,651 | $0.00 | 0 | D | $14.94 · — to 2024-06-02 | 10,651 Common stock | (F4) This option vested in four equal installments on June 2, 2015, 2016, 2017, and 2018. |
| 8 | Derivative | Employee stock option (Right to buy) | 2023-08-10 | M | A | 30 | $0.00 | 0 | D | $11.39 · — to 2025-06-02 | 30 Common stock | (F5) This option vested in four equal installments on June 2, 2016, 2017, 2018, and 2019. |
| 9 | Derivative | Employee stock option (Right to buy) | 2023-08-10 | M | A | 27,065 | $0.00 | 0 | D | $10.00 · — to 2026-05-31 | 27,065 Common stock | (F6) This option vested in four equal installments on May 31, 2017, 2018, 2019, and 2020. |