Form 4 for MOG-A MOOG INC.
Accepted 2023-06-12 00:00:00 ET · period of report 2023-06-08 · accession 0000067887-23-000072 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| DM | 2023-06-12 | 2023-06-08 | MOG-A | ATHOE MAUREEN MARY | VP | M - OptEx | $65.83 | +14.0K | 6,409 | New | +$921.6K |
| DM | 2023-06-12 | 2023-06-08 | MOG-A | ATHOE MAUREEN MARY | VP | F - Tax | $103.09 | -10.8K | 4,964 | -68% | -$1.11M |
| DM | 2023-06-12 | 2023-06-08 | MOG-A | ATHOE MAUREEN MARY | VP | M - OptEx | $0.00 | -14.0K | 0 | -100% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Class A Common | 2023-06-08 | M | A | 3,333 | $63.04 | 8,703 | D | — | — | |
| 2 | Common | Class A Common | 2023-06-08 | M | A | 2,000 | $74.38 | 6,964 | D | — | — | |
| 3 | Common | Class B Common | 2023-06-08 | M | A | 6,667 | $65.90 | 13,033 | D | — | — | |
| 4 | Common | Class B Common | 2023-06-08 | F | D | 5,301 | $97.00 | 7,732 | D | — | — | (F4) This represents the difference between the number of SARs exercised (6,667) and the number of shares issued as a result of the exercise (1,366). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($97.00) and the exercise price ($65.90). Additional shares are then withheld to satisfy the Company's tax withholding obligations. |
| 5 | Common | Class A Common | 2023-06-08 | F | D | 1,594 | $108.99 | 5,370 | D | — | — | (F2) This represents the difference between the number of SARs exercised (2,000) and the number of shares issued as a result of the exercise (406). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($108.99) and the exercise price ($74.38). Additional shares are then withheld to satisfy the Company's tax withholding obligations. |
| 6 | Common | Class A Common | 2023-06-08 | F | D | 2,435 | $108.99 | 6,268 | D | — | — | (F3) This represents the difference between the number of SARs exercised (3,333) and the number of shares issued as a result of the exercise (898). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($108.99) and the exercise price ($63.04). Additional shares are then withheld to satisfy the Company's tax withholding obligations. |
| 7 | Common | Class A Common | 2023-06-08 | F | D | 1,445 | $108.99 | 4,964 | D | — | — | (F1) This represents the difference between the number of SARs exercised (2,000) and the number of shares issued as a result of the exercise (555). The number of shares to be issued under a SAR exercise is determined by multiplying the number of SARs being exercised by the difference between the FMV on the date of exercise ($108.99) and the exercise price ($61.69). Additional shares are then withheld to satisfy the Company's tax withholding obligations. |
| 8 | Common | Class A Common | 2023-06-08 | M | A | 2,000 | $61.69 | 6,409 | D | — | — | |
| 9 | Derivative | SAR | 2023-06-08 | M | D | 6,667 | $0.00 | 0 | D | $65.90 · — to 2025-11-17 | 6,667 Class B Common | (F8) Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. (F7) SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| 10 | Derivative | SAR | 2023-06-08 | M | D | 3,333 | $0.00 | 0 | D | $63.04 · — to 2025-11-17 | 3,333 Class A Common | (F8) Stock Appreciation Rights (SAR) granted under the Moog Inc. 2014 Long Term Incentive Plan. (F7) SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| 11 | Derivative | SAR | 2023-06-08 | M | D | 2,000 | $0.00 | 0 | D | $61.69 · — to 2023-11-11 | 2,000 Class A Common | (F6) Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan. (F7) SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |
| 12 | Derivative | SAR | 2023-06-08 | M | D | 2,000 | $0.00 | 0 | D | $74.38 · — to 2024-11-11 | 2,000 Class A Common | (F6) Stock Appreciation Rights (SAR) granted under the Moog Inc. 2008 Stock Appreciation Rights Plan. (F7) SARs become exercisable ratably over three years beginning on the first anniversary from the date of grant. |