Form 4 for PHK PIMCO HIGH INCOME FUND
Accepted 2023-09-20 00:00:00 ET · period of report 2023-09-18 · accession 0000070858-23-000229 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| MI | 2023-09-20 | 2023-09-18 | PHK | BANK OF AMERICA NA | Former 10% Owner | J - Other | $23,312.50 | -565 | 0 | -100% | -$13.17M |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Series F Auction-Rate Preferred Shares | 2023-09-18 | J | D | 116 | $23,312.50 | 0 | I By Subsidiary | — | — | (F5) CUSIP 722014602 (F7) The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
| 2 | Common | Series M Auction-Rate Preferred Shares | 2023-09-18 | J | D | 111 | $23,312.50 | 0 | I By Subsidiary | — | — | (F1) CUSIP 722014206 (F7) The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
| 3 | Common | Series T Auction-Rate Preferred Shares | 2023-09-18 | J | D | 144 | $23,312.50 | 0 | I By Subsidiary | — | — | (F2) CUSIP 722014305 (F7) The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
| 4 | Common | Series W Auction-Rate Preferred Shares | 2023-09-18 | J | D | 90 | $23,312.50 | 0 | I By Subsidiary | — | — | (F3) CUSIP 722014404 (F7) The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |
| 5 | Common | Series TH Auction-Rate Preferred Shares | 2023-09-18 | J | D | 104 | $23,312.50 | 0 | I By Subsidiary | — | — | (F4) CUSIP 722014503 (F7) The Auction Rate Preferred Stocks reported in Table I represent shares beneficially owned by Bank of America N.A. ("BANA"). BANA is a wholly owned subsidiary of Bank of America Corporation. |