Form 4 for NPKI NPK International Inc.
Accepted 2021-07-16 00:00:00 ET · period of report 2021-07-15 · accession 0000071829-21-000107 · SEC index · Original document
Summary rows
Aggregated the way they appear in lists: one row per insider, transaction code and security table.
| X | Filed | Traded | Ticker | Insider | Title | Type | Price | Qty | Owned | ΔOwn | Value |
|---|---|---|---|---|---|---|---|---|---|---|---|
| D | 2021-07-16 | 2021-07-15 | NPKI | PATERSON DAVID A | VP, Pres, Fluid Systems | F - Tax | $2.93 | -12.2K | 157.9K | -7% | -$35.7K |
| D | 2021-07-16 | 2021-07-15 | NPKI | PATERSON DAVID A | VP, Pres, Fluid Systems | M - OptEx | $0.00 | +50.0K | 170.1K | +42% | $0 |
| D | 2021-07-16 | 2021-07-15 | NPKI | PATERSON DAVID A | VP, Pres, Fluid Systems | M - OptEx | $0.00 | -12.2K | 161.5K | -7% | $0 |
Purchase Sale Sale after option exercise All abbreviations
Every reported transaction
| # | Table | Security | Date | Code | A/D | Shares | Price | Owned after | Own | Exercise / expiry | Underlying | Footnotes |
|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1 | Common | Common Stock | 2021-07-15 | F | D | 12,175 | $2.93 | 157,941 | D | — | — | (F1) Represents shares withheld to satisfy tax withholding obligations upon the vesting of restricted shares. |
| 2 | Common | Common Stock | 2021-07-15 | M | A | 50,000 | $0.00 | 170,116 | D | — | — | |
| 3 | Derivative | Restricted Stock Units | 2021-07-15 | M | D | 12,175 | $0.00 | 161,523 | D | $0.00 · — to — | 12,175 Common Stock | (F2) Restricted stock units convert into common stock on a one-for-one basis. (F3) The restricted stock units will vest at a rate of 50% of the shares on July 15, 2021 and 50% of the shares on July 15, 2023. |